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Mark A. Hofmann

Republican defeat ensures continued rollout of Dodd-Frank measures

November 7, 2012 - 10:23am

Thomas James SIFMA Dodd-Frank

Thomas James, chairman of Raymond James Financial Inc., speaks at the Securities Industry and Financial Markets Association (SIFMA) annual meeting in New York on Tuesday, Oct. 23. Timothy Ryan, chief executive officer of SIFMA, said the so-called Volcker rule has the "most complexity risk" among the new Dodd-Frank financial regulations.


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